Experience Expert Guidance for SEBI Registrations, Compliance, and Corporate Solutions.
“Our consultancy provides specialized knowledge to ensure seamless regulatory adherence and success for your company.”

 

SEBI Registrations & Compliance Guidance

About us

Welcome to the consultancy services of CS Abhishek Mishra, a seasoned Practicing Company Secretary. Our team is dedicated to serving both corporate entities and individuals with a wide array of tailored consultancy services.

Founded by CS Abhishek Mishra, our team have steadily grown our clientele, which has driven us to continuously enhance our resources to better cater to our expanding client base.

CS Abhishek Mishra specializes in Compliances of SEBI registered intermediaries, representation before Quasi judicial authorities & Tribunals.

Empowering Excellence in Corporate Governance and Compliance

Our vision is to lead in providing top-tier consultancy, ensuring exemplary corporate governance and seamless compliance with SEBI regulatio

Our Vision

Leading in corporate governance and SEBI compliance consultancy with excellence.

Our Mission

Delivering expert corporate governance and SEBI compliance solutions with integrity.

Regulatory Registration and Compliance Support

Our team offers comprehensive support for regulatory registration and compliance, ensuring your business meets all necessary legal requirements efficiently and effectively.
Research Analyst

Research Analyst

From getting registered as a Research Analyst to ensuring regulatory compliance, filing audits, and handling legal proceedings—we take care of it all. ✅

Investment Advisor

Investment Advisor

From getting registered as an Investment Adviser to ensuring compliance with SEBI regulations, filing audits, and handling legal proceedings—we provide complete support at every stage. ✅

Portfolio Managers

Portfolio Managers

PMS - Play Big, Dream Bigger It comes with its challenges—compliance and complexities. But don’t worry, we’ve got you covered. ✅

If You Need Help, Get A Consultation

Services Offered

Ensuring seamless adherence to SEBI regulations with meticulous attention to detail and proactive compliance strategies tailored to your business needs.

Assistance in seeking registration from SEBI as an Registered Intermediary.

Guidance in drafting replies to legal and show cause notices from the Regulators.

Assistance in SEBI Inspection Process.

Compliance Audit in terms of SEBI Regulations.

Representation before Securities Exchange Board of India (SEBI) & Securities Appellant Tribunal (SAT).

Reply Drafting & Appearance for the Conciliation & Arbitration Proceedings.

Assistance in establishing compliance framework and reporting to BSE and SEBI seeking necessary approvals.

Client Testimonial

Our Excellence Speaks Through Our Clients’ Words.

I underwent a SEBI inspection, followed by several post-inspection filings and submissions, which was quite a challenging process. Later, I also received a notice from SEBI. CS Abhishek Mishra supported me at every step — from documentation to final submissions. He also represented me during the SEBI hearing with utmost professionalism and presented the case so effectively. I received complete end-to-end support, and with his guidance, everything was handled smoothly.

Punit Kumar

Client

CS Abhishek Mishra handled my Annual Compliance Audit from start to finish with complete professionalism. The entire process was so smooth that I didn’t even feel the pressure. Everything was taken care of, and I was fully compliant without any hassle.

Dipen Shah

Client

"In today’s complex compliance environment, it’s a relief to have someone like CS Abhishek Mishra handling everything for me. He takes care of all my compliance matters seamlessly, and I can completely rely on him without worry."

Rajnikant Bhalani

Client

"CS Abhishek Mishra helped me manage an investor complaint, and the entire resolution process was so seamless. I was initially overwhelmed by the compliance requirements, but Sir handled everything with such ease that all my worries were taken care of."

Akhand Tripathi

Client

"CS Abhishek Mishra played a key role in setting up my compliance framework. With his support, I’m assured that all regulatory requirements are properly handled. It gives me the freedom to focus entirely on my business, knowing that compliance is in safe hands."

Jayesh Thakar

Client

"CS Abhishek Mishra helped me throughout the process of obtaining my license. It was a smooth and relaxing experience with complete end-to-end support. Everything was handled so efficiently that the entire process felt effortless."

Syam Kumar Reddy Adapa

Client