SEBI’s Crackdown on Finfluencers: Circular Dated January 29, 2025
The Securities and Exchange Board of India (SEBI) has taken a major step towards safeguarding investors by issuing a circular on January 29, 2025, prohibiting regulated entities from associating with unregistered financial influencers (finfluencers). SEBI mandates that intermediaries such as brokers, investment advisers, research analysts, and mutual funds must not enter into any agreement, financial […]
Guidelines: SEBI RA 08 January, 2025
The Securities and Exchange Board of India (SEBI) has introduced a comprehensive set of guidelines for Research Analysts (RAs) through its circular dated January 8, 2025. Below, we break down the key amendments and their impact on Research Analysts and their clients. 1. Revised Qualification and Certification Criteria SEBI has relaxed the qualification requirements for […]
16th December, 2024: SEBI’s Latest Amendments: Strengthening Regulatory Framework for Intermediaries
16th December, 2024: SEBI’s Latest Amendments The Securities and Exchange Board of India (SEBI) has once again demonstrated its commitment to ensuring a robust and transparent financial ecosystem by issuing key amendments to existing regulations on December 16, 2024. These amendments aim to enhance compliance standards, improve investor protection, and streamline the functioning of SEBI-registered […]
17th December, 2024: SEBI’s Amendment in Investment Adviser Regulations:
The Securities and Exchange Board of India (SEBI) continues to refine its regulatory framework to enhance transparency, investor protection, and compliance standards in the financial sector. In its latest move, SEBI issued a circular on December 17, 2024, introducing amendments to the Investment Adviser (IA) Regulations. SEBI has introduced stricter compliance measures, requiring investment advisers […]